Sue is a compliance and regulatory professional with decades of relevant industry experience. She started her career with a life and pension broker which was acquired and subsequently bought out in 1995 with Sue continuing her employment with them, latterly as Head of Compliance and Money Laundering.
Sue qualified in regulation and compliance with the Chartered Institute for Securities & Investment, becoming a Chartered Fellow in the process, and has dealt with all aspects of investments and has held controlled functions registered with the FSA (now FCA).
Her day-to-day activities include setting and overseeing all internal regulatory and compliance procedures. As Head of Compliance and Internal Audit at William John, Sue reports directly to the Board.
Sue brings a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control and governance processes that assists William John in accomplishing its objectives.
